Compliance Senior Associate

Responsibilities: — Assist with e-communication archiving reviews to ensure adherence to firm policies. — Provide input on and help complete Due Diligence Questionnaires (DDQs) and RFPs. — Complete weekly, monthly, and quarterly compliance checklists accurately and on time. — Help maintain and update the Firm's compliance manual to reflect current policies and regulatory requirements. — Assist in preparation of risk assessments, annual reviews, and vendor reviews. — Support responses and documentation for regulatory inquiries, third-party examinations, and internal audits. — Maintain governance around committees, including scheduling, preparing materials, and documenting meeting notes. Requirements: — 5+ years experience in KYC, AML, or compliance operations within financial services or fintech. — Deep knowledge of AML/BSA regulatory requirements, risk-based customer due diligence, and OFAC sanctions compliance. — Strong ability to analyze situations for compliance and business risk and implement effective mitigation solutions. — Excellent organizational skills, strong attention to detail, and ability to manage multiple deadlines. — Strong written and verbal communication skills; able to work cross-functionally and interact with regulators, auditors, and stakeholders. — Preferred: 2+ years of prior financial services compliance experience within a Broker-Dealer (B/D) or Registered Investment Adviser (RIA). Benefits: — Competitive compensation (salary, future token rights, and/or equity options) — Full benefits (medical, vision, and dental) — Flexible vacation policy (PTO) — Remote-first team across many countries — Work with experienced colleagues from top firms and leading crypto investors