Compliance Associate

The Compliance Associate role at Newton involves supporting the company's adherence to applicable regulations and internal policies. Key duties include assisting with compliance monitoring, conducting periodic reviews and risk assessments to uncover potential issues, maintaining organized compliance documentation, and aiding in the preparation and revision of compliance materials. The position also entails supporting internal audits and control testing, documenting outcomes, and helping investigate compliance incidents while tracking corrective measures. Candidates should hold a bachelor's degree in business, law, or a related discipline, have completed relevant certifications such as CIRE/CSC or supervisory/trader exams through CIRO/CSI, and possess knowledge of financial regulations and industry standards. Strong analytical, organizational, and communication skills are essential, along with the ability to work both independently and collaboratively. Integrity, professionalism, and discretion are critical attributes. The role is remote, available to applicants across Canada, and offers an estimated salary range of $81,000 to $92,000, with an inclusive work environment accommodating individuals with disabilities.